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Form 8.3 - SYNERGY HEALTH PLC

--(BUSINESS WIRE)--NEW YORK

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1.KEY INFORMATION

2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)Rights to subscribe for new securities (including directors’ and other executive options)

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)Purchases and sales

(b)Derivatives transactions (other than options)

(c)Options transactions in respect of existing securities

(i)Writing, selling, purchasing or varying

(ii)Exercising

(d)Other dealings (including subscribing for new securities)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.OTHER INFORMATION

(a)Indemnity and other dealing arrangements

(b)Agreements, arrangements or understandings relating to options or derivatives

(c)Attachments

Public disclosures under Rule 8 of the Code must be made to a and must also be emailed to the atRegulatory Information ServiceTakeover Panel.The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.[email protected]

The Code can be viewed on the Panel’s website at.www.thetakeoverpanel.org.uk

Water Island Capital, LLC

Source:Water Island Capital

(a) Identity of the person whose positions/dealings are being disclosed: Water Island Capital, LLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

 N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 Synergy Health PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken: 6 May 2015
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? 

No

 
Class of relevant security: 12.5p ordinary

 

 Interests Short positions
 Number % Number %
(1) Relevant securities owned and/or controlled: 1,104,261 1.87    
(2) Derivatives (other than options):        
(3) Options and agreements to purchase/sell:        

TOTAL:

 1,104,261 1.87    
    
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 
Class of relevant security Purchase/sale Number of securities Price per unit
12.5p ordinary Buy 68,366 22.16304
   
Class of relevant security Product description

e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities Price per unit
    
Class of relevant security Product descriptione.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

 Expiry date Option money paid/ received per unit
       
Class of relevant security Product description

e.g. call option

 Number of securities Exercise price per unit
   
Class of relevant security Nature of dealing

e.g. subscription, conversion

 Details Price per unit (if applicable)
   
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

None

 
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

 
Is a Supplemental Form 8 (Open Positions) attached? NO
 
Date of disclosure: 7 May 2015
Contact name: Enrique Caceres
Telephone number: 646-727-4451
 

Quick facts: Synergy Healthcare

Price: -

Market: LSE
Market Cap: -
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