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Form 8.3 - Shawbrook Group

--(BUSINESS WIRE)--LONDON

FORM 8.3

Melqart Asset Management

Source: Melqart Asset Management

 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
 
1KEY INFORMATION
        
(a) Full name of discloser:  MELQART ASSET MANAGEMENT () LTDUK
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):N/A  
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) of offeror/offeree in relation to whose relevant securities this form relates:NameShawbrook Group PLC
Use a separate form for each offeror/offeree   
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:N/A  
(e) Date position held/dealing undertaken:Tuesday, April 18, 2017  
For an opening position disclosure, state the latest practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?NO
If it is a cash offer or possible cash offer, state “N/A”If YES, specify which: 
 
2POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
        
Class of relevant security:
        
InterestsShort positions
    
    Number%Number%
(1) Relevant securities owned and/or controlled:
(2) Cash-settled derivatives:2,931,6191.17%
        
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:2,656,6191.17%
        
 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)Rights to subscribe for new securities (including directors’ and other employee options)
        
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages:
 
 
3DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)Purchases and sales
        
Class of relevant securityPurchase/saleNumber of securitiesPrice per unit
        
 
        
 
(b)Cash-settled derivative transactions
        
Class of relevant securityProduct descriptionNature of dealingNumber of reference securitiesPrice per unit
e.g. CFDe.g. opening/closing a long/short position, increasing/reducing a long/short position
Ordinary sharesCFDIncreasing a long position275,000 338.05
 
 
(c)Stock-settled derivative transactions (including options)
 
(i)Writing, selling, purchasing or varying
        
Class of relevant securityProduct descriptione.g. call optionWriting, purchasing, selling, varying etc.Number of securities to which option relatesExercise price per unitTypeExpiry dateOption money paid/ received per unit
     e.g. American, European etc.
        
 
(ii)Exercise
      
Class of relevant securityProduct descriptionExercising/ exercised againstNumber of securitiesExercise price per unit
 e.g. call option   
 
      
 
(d)Other dealings (including subscribing for new securities)
      
Class of relevant securityNature of dealingDetailsPrice per unit (if applicable)
 e.g. subscription, conversion  
 
      
 
 
4OTHER INFORMATION
 
(a)Indemnity and other dealing arrangements
        
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None
 
        
 
(b)Agreements, arrangements or understandings relating to options or derivatives
        
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
None
 
        
 
(c)Attachments
        
Is a Supplemental Form 8 (Open Positions) attached?NO 
 
        
Date of disclosure:  Wednesday, April 19, 2017   
Contact name:  J. H. Austin  
Telephone number:  020 3826 4492  
 
Public disclosures under Rule 8 of the Code must be made to a .Regulatory Information Service
 
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel’s website at.www.thetakeoverpanel.org.uk

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