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RNS
Randgold Resources Limited

D E Shaw & Co LP - Form 8.3 - Randgold Resources Ltd.

RNS Number : 8605L
D E Shaw & Co LP
31 December 2018
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Randgold Resources Limited

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

December 28, 2018

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes: Barrick Gold Corporation

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.05 Ordinary

 

 

Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

45,076

0.04

346,065

0.36

(2) Cash-settled derivatives:

1,173,396

1.23

2,000

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

32,200

0.03

92,900

0.09

     TOTAL:

1,250,672

1.31

440,965

0.46

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).;

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.05 ordinary

Purchase

64

GBP 65.90

USD 0.05 ordinary

Purchase

5

GBP 66.04

USD 0.05 ordinary

Purchase

24

GBP 66.08

USD 0.05 ordinary

Purchase

6

GBP 66.12

USD 0.05 ordinary

Purchase

3

GBP 66.16

USD 0.05 ordinary

Purchase

32

GBP 66.30

USD 0.05 ordinary

Purchase

5

GBP 66.32

USD 0.05 ordinary

Purchase

32

GBP 66.38

USD 0.05 ordinary

Purchase

11

GBP 66.40

USD 0.05 ordinary

Purchase

29

GBP 66.46

USD 0.05 ordinary

Purchase

9

GBP 66.50

USD 0.05 ordinary

Purchase

6

GBP 66.54

USD 0.05 ordinary

Purchase

11

GBP 66.58

USD 0.05 ordinary

Purchase

12

GBP 66.60

USD 0.05 ordinary

Purchase

4

GBP 66.64

USD 0.05 ordinary

Purchase

63

GBP 66.68

USD 0.05 ordinary

Purchase

9

GBP 66.74

USD 0.05 ordinary

Purchase

48

GBP 66.78

USD 0.05 ordinary

Purchase

39

GBP 66.80

USD 0.05 ordinary

Purchase

6

GBP 66.82

USD 0.05 ordinary

Purchase

50

GBP 66.84

USD 0.05 ordinary

Purchase

61

GBP 66.86

USD 0.05 ordinary

Purchase

32

GBP 66.92

USD 0.05 ordinary

Purchase

80

GBP 66.94

USD 0.05 ordinary

Purchase

27

GBP 66.98

USD 0.05 ordinary

Purchase

59

GBP 67.04

USD 0.05 ordinary

Purchase

18

GBP 67.06

USD 0.05 ordinary

Purchase

15

GBP 67.08

USD 0.05 ordinary

Purchase

125

GBP 67.12

USD 0.05 ordinary

Purchase

9

GBP 67.16

USD 0.05 ordinary

Purchase

9

GBP 67.18

USD 0.05 ordinary

Purchase

18

GBP 67.26

USD 0.05 ordinary

Purchase

7

GBP 67.30

USD 0.05 ordinary

Purchase

13

GBP 67.32

USD 0.05 ordinary

Purchase

40

GBP 67.34

USD 0.05 ordinary

Purchase

7

GBP 67.38

ADS

Purchase

60

USD 82.70

ADS

Purchase

1793

USD 82.89

ADS

Purchase

1141

USD 82.95

ADS

Purchase

200

USD 83.01

ADS

Purchase

500

USD 83.08

ADS

Purchase

736

USD 83.09

ADS

Purchase

200

USD 83.15

ADS

Purchase

2500

USD 83.23

ADS

Purchase

100

USD 83.26

ADS

Purchase

200

USD 83.37

ADS

Purchase

304

USD 83.38

ADS

Purchase

279

USD 83.39

ADS

Purchase

500

USD 83.40

ADS

Purchase

200

USD 83.41

ADS

Purchase

100

USD 83.42

ADS

Purchase

100

USD 83.46

ADS

Purchase

500

USD 83.51

ADS

Purchase

200

USD 83.52

ADS

Purchase

104

USD 83.61

ADS

Purchase

500

USD 83.62

ADS

Purchase

100

USD 83.64

ADS

Purchase

400

USD 83.65

ADS

Purchase

500

USD 83.66

ADS

Purchase

96

USD 83.67

ADS

Purchase

400

USD 83.71

ADS

Purchase

100

USD 83.74

ADS

Purchase

200

USD 83.76

ADS

Purchase

33

USD 83.77

ADS

Purchase

400

USD 83.79

ADS

Purchase

300

USD 83.80

ADS

Purchase

13

USD 83.81

ADS

Purchase

200

USD 83.82

ADS

Purchase

200

USD 83.88

ADS

Purchase

100

USD 83.89

ADS

Purchase

100

USD 83.93

ADS

Purchase

100

USD 83.95

ADS

Purchase

200

USD 84.04

ADS

Purchase

500

USD 84.08

ADS

Purchase

100

USD 84.13

ADS

Purchase

261

USD 84.23

ADS

Purchase

300

USD 84.36

ADS

Purchase

100

USD 84.40

ADS

Purchase

150

USD 84.41

ADS

Purchase

61

USD 84.43

ADS

Purchase

500

USD 84.44

ADS

Purchase

100

USD 84.46

ADS

Purchase

200

USD 84.48

ADS

Purchase

200

USD 84.49

ADS

Purchase

500

USD 84.50

ADS

Purchase

60

USD 84.52

ADS

Purchase

17

USD 84.63

ADS

Purchase

103

USD 84.69

ADS

Purchase

929

USD 84.71

ADS

Purchase

200

USD 84.73

ADS

Purchase

12

USD 84.78

ADS

Purchase

200

USD 84.83

ADS

Purchase

400

USD 84.88

ADS

Purchase

200

USD 84.98

ADS

Purchase

300

USD 85.00

ADS

Purchase

100

USD 85.01

ADS

Purchase

300

USD 85.02

ADS

Purchase

100

USD 85.07

ADS

Purchase

100

USD 85.10

ADS

Purchase

542

USD 85.13

ADS

Purchase

100

USD 85.14

ADS

Purchase

200

USD 85.17

ADS

Purchase

100

USD 85.19

ADS

Purchase

200

USD 85.21

ADS

Purchase

100

USD 85.29

ADS

Purchase

300

USD 85.34

ADS

Purchase

100

USD 85.35

ADS

Purchase

200

USD 85.36

ADS

Purchase

100

USD 85.44

ADS

Purchase

300

USD 85.46

ADS

Sale

100

USD 82.88

ADS

Sale

1600

USD 82.89

ADS

Sale

200

USD 83.22

ADS

Sale

100

USD 83.35

ADS

Sale

200

USD 83.42

ADS

Sale

300

USD 83.50

ADS

Sale

100

USD 83.51

ADS

Sale

100

USD 83.68

ADS

Sale

200

USD 83.69

ADS

Sale

100

USD 83.70

ADS

Sale

100

USD 83.75

ADS

Sale

100

USD 84.88

ADS

Sale

100

USD 85.37

ADS

Sale

100

USD 85.53

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.05 ordinary

Swap

Increasing a long position

1000000

GBP 65.46

USD 0.05 ordinary

Swap

Increasing a long position

1555

GBP 65.76

USD 0.05 ordinary

Swap

Increasing a long position

365

GBP 65.78

USD 0.05 ordinary

Swap

Increasing a long position

134

GBP 65.8

USD 0.05 ordinary

Swap

Increasing a long position

383

GBP 65.82

USD 0.05 ordinary

Swap

Increasing a long position

1006

GBP 65.84

USD 0.05 ordinary

Swap

Increasing a long position

14

GBP 65.85

USD 0.05 ordinary

Swap

Increasing a long position

523

GBP 65.86

USD 0.05 ordinary

Swap

Increasing a long position

957

GBP 65.88

USD 0.05 ordinary

Swap

Increasing a long position

1399

GBP 65.9

USD 0.05 ordinary

Swap

Increasing a long position

243

GBP 65.92

USD 0.05 ordinary

Swap

Increasing a long position

954

GBP 65.96

USD 0.05 ordinary

Swap

Increasing a long position

199

GBP 65.98

USD 0.05 ordinary

Swap

Increasing a long position

120

GBP 66

USD 0.05 ordinary

Swap

Increasing a long position

121

GBP 66.02

USD 0.05 ordinary

Swap

Increasing a long position

157

GBP 66.04

USD 0.05 ordinary

Swap

Increasing a long position

104

GBP 66.08

USD 0.05 ordinary

Swap

Increasing a long position

138

GBP 66.12

USD 0.05 ordinary

Swap

Increasing a long position

1108

GBP 66.16

USD 0.05 ordinary

Swap

Increasing a long position

62

GBP 66.18

USD 0.05 ordinary

Swap

Increasing a long position

118

GBP 66.2

USD 0.05 ordinary

Swap

Increasing a long position

61

GBP 66.22

USD 0.05 ordinary

Swap

Increasing a long position

115

GBP 66.24

USD 0.05 ordinary

Swap

Increasing a long position

425

GBP 66.26

USD 0.05 ordinary

Swap

Increasing a long position

50

GBP 66.28

USD 0.05 ordinary

Swap

Increasing a long position

83

GBP 66.29

USD 0.05 ordinary

Swap

Increasing a long position

672

GBP 66.3

USD 0.05 ordinary

Swap

Increasing a long position

593

GBP 66.32

USD 0.05 ordinary

Swap

Increasing a long position

924

GBP 66.34

USD 0.05 ordinary

Swap

Increasing a long position

208

GBP 66.36

USD 0.05 ordinary

Swap

Increasing a long position

641

GBP 66.38

USD 0.05 ordinary

Swap

Increasing a long position

355

GBP 66.4

USD 0.05 ordinary

Swap

Increasing a long position

232

GBP 66.42

USD 0.05 ordinary

Swap

Increasing a long position

340

GBP 66.44

USD 0.05 ordinary

Swap

Increasing a long position

443

GBP 66.46

USD 0.05 ordinary

Swap

Increasing a long position

469

GBP 66.48

USD 0.05 ordinary

Swap

Increasing a long position

345

GBP 66.5

USD 0.05 ordinary

Swap

Increasing a long position

165

GBP 66.52

USD 0.05 ordinary

Swap

Increasing a long position

252

GBP 66.54

USD 0.05 ordinary

Swap

Increasing a long position

137

GBP 66.56

USD 0.05 ordinary

Swap

Increasing a long position

417

GBP 66.58

USD 0.05 ordinary

Swap

Increasing a long position

461

GBP 66.6

USD 0.05 ordinary

Swap

Increasing a long position

792

GBP 66.62

USD 0.05 ordinary

Swap

Increasing a long position

21

GBP 66.63

USD 0.05 ordinary

Swap

Increasing a long position

439

GBP 66.64

USD 0.05 ordinary

Swap

Increasing a long position

372

GBP 66.66

USD 0.05 ordinary

Swap

Increasing a long position

465

GBP 66.68

USD 0.05 ordinary

Swap

Increasing a long position

260

GBP 66.7

USD 0.05 ordinary

Swap

Increasing a long position

432

GBP 66.72

USD 0.05 ordinary

Swap

Increasing a long position

1226

GBP 66.74

USD 0.05 ordinary

Swap

Increasing a long position

68

GBP 66.75

USD 0.05 ordinary

Swap

Increasing a long position

577

GBP 66.76

USD 0.05 ordinary

Swap

Increasing a long position

172

GBP 66.77

USD 0.05 ordinary

Swap

Increasing a long position

600

GBP 66.78

USD 0.05 ordinary

Swap

Increasing a long position

1211

GBP 66.8

USD 0.05 ordinary

Swap

Increasing a long position

672

GBP 66.82

USD 0.05 ordinary

Swap

Increasing a long position

125

GBP 66.83

USD 0.05 ordinary

Swap

Increasing a long position

1402

GBP 66.84

USD 0.05 ordinary

Swap

Increasing a long position

205

GBP 66.85

USD 0.05 ordinary

Swap

Increasing a long position

645

GBP 66.86

USD 0.05 ordinary

Swap

Increasing a long position

47

GBP 66.87

USD 0.05 ordinary

Swap

Increasing a long position

685

GBP 66.88

USD 0.05 ordinary

Swap

Increasing a long position

288

GBP 66.9

USD 0.05 ordinary

Swap

Increasing a long position

22

GBP 66.91

USD 0.05 ordinary

Swap

Increasing a long position

1006

GBP 66.92

USD 0.05 ordinary

Swap

Increasing a long position

27

GBP 66.93

USD 0.05 ordinary

Swap

Increasing a long position

363

GBP 66.94

USD 0.05 ordinary

Swap

Increasing a long position

165

GBP 66.95

USD 0.05 ordinary

Swap

Increasing a long position

135

GBP 66.96

USD 0.05 ordinary

Swap

Increasing a long position

442

GBP 66.98

USD 0.05 ordinary

Swap

Increasing a long position

16

GBP 67

USD 0.05 ordinary

Swap

Increasing a long position

135

GBP 67.02

USD 0.05 ordinary

Swap

Increasing a long position

522

GBP 67.04

USD 0.05 ordinary

Swap

Increasing a long position

588

GBP 67.06

USD 0.05 ordinary

Swap

Increasing a long position

8

GBP 67.07

USD 0.05 ordinary

Swap

Increasing a long position

160

GBP 67.08

USD 0.05 ordinary

Swap

Increasing a long position

271

GBP 67.1

USD 0.05 ordinary

Swap

Increasing a long position

701

GBP 67.12

USD 0.05 ordinary

Swap

Increasing a long position

254

GBP 67.14

USD 0.05 ordinary

Swap

Increasing a long position

56

GBP 67.15

USD 0.05 ordinary

Swap

Increasing a long position

448

GBP 67.16

USD 0.05 ordinary

Swap

Increasing a long position

260

GBP 67.18

USD 0.05 ordinary

Swap

Increasing a long position

467

GBP 67.2

USD 0.05 ordinary

Swap

Increasing a long position

37

GBP 67.22

USD 0.05 ordinary

Swap

Increasing a long position

80

GBP 67.24

USD 0.05 ordinary

Swap

Increasing a long position

547

GBP 67.26

USD 0.05 ordinary

Swap

Increasing a long position

32

GBP 67.28

USD 0.05 ordinary

Swap

Increasing a long position

170

GBP 67.3

USD 0.05 ordinary

Swap

Increasing a long position

268

GBP 67.32

USD 0.05 ordinary

Swap

Increasing a long position

351

GBP 67.34

USD 0.05 ordinary

Swap

Increasing a long position

110

GBP 67.36

USD 0.05 ordinary

Swap

Increasing a long position

101

GBP 67.38

USD 0.05 ordinary

Swap

Increasing a long position

390

GBP 67.4

USD 0.05 ordinary

Swap

Increasing a long position

14

GBP 67.42

USD 0.05 ordinary

Swap

Increasing a long position

22

GBP 67.44

USD 0.05 ordinary

Swap

Increasing a long position

53

GBP 67.5

USD 0.05 ordinary

Swap

Increasing a long position

60

GBP 67.52

USD 0.05 ordinary

Swap

Increasing a long position

175

GBP 67.56

USD 0.05 ordinary

Swap

Increasing a long position

112

GBP 67.58

USD 0.05 ordinary

Swap

Increasing a long position

322

GBP 67.68

USD 0.05 ordinary

Swap

Increasing a long position

50

GBP 67.74

USD 0.05 ordinary

Swap

Increasing a long position

172

GBP 67.98

USD 0.05 ordinary

Swap

Increasing a long position

30

GBP 68.06

USD 0.05 ordinary

Swap

Increasing a long position

305

GBP 68.1

USD 0.05 ordinary

Swap

Increasing a long position

290

GBP 68.34

USD 0.05 ordinary

Swap

Increasing a long position

113

GBP 68.36

USD 0.05 ordinary

Swap

Increasing a long position

85

GBP 65.78

USD 0.05 ordinary

Swap

Increasing a long position

215

GBP 65.86

USD 0.05 ordinary

Swap

Increasing a long position

77

GBP 65.88

USD 0.05 ordinary

Swap

Increasing a long position

673

GBP 65.9

USD 0.05 ordinary

Swap

Increasing a long position

724

GBP 65.92

USD 0.05 ordinary

Swap

Increasing a long position

334

GBP 65.94

USD 0.05 ordinary

Swap

Increasing a long position

146

GBP 66

USD 0.05 ordinary

Swap

Increasing a long position

73

GBP 66.06

USD 0.05 ordinary

Swap

Increasing a long position

102

GBP 66.08

USD 0.05 ordinary

Swap

Increasing a long position

519

GBP 66.28

USD 0.05 ordinary

Swap

Increasing a long position

494

GBP 66.3

USD 0.05 ordinary

Swap

Increasing a long position

573

GBP 66.34

USD 0.05 ordinary

Swap

Increasing a long position

435

GBP 66.36

USD 0.05 ordinary

Swap

Increasing a long position

441

GBP 66.38

USD 0.05 ordinary

Swap

Increasing a long position

75

GBP 66.46

USD 0.05 ordinary

Swap

Increasing a long position

179

GBP 66.5

USD 0.05 ordinary

Swap

Increasing a long position

676

GBP 66.56

USD 0.05 ordinary

Swap

Increasing a long position

617

GBP 66.6

USD 0.05 ordinary

Swap

Increasing a long position

116

GBP 66.62

USD 0.05 ordinary

Swap

Increasing a long position

133

GBP 66.64

USD 0.05 ordinary

Swap

Increasing a long position

117

GBP 66.68

USD 0.05 ordinary

Swap

Increasing a long position

74

GBP 66.7

USD 0.05 ordinary

Swap

Increasing a long position

607

GBP 66.72

USD 0.05 ordinary

Swap

Increasing a long position

1161

GBP 66.74

USD 0.05 ordinary

Swap

Increasing a long position

1149

GBP 66.76

USD 0.05 ordinary

Swap

Increasing a long position

364

GBP 66.78

USD 0.05 ordinary

Swap

Increasing a long position

1044

GBP 66.8

USD 0.05 ordinary

Swap

Increasing a long position

1230

GBP 66.82

USD 0.05 ordinary

Swap

Increasing a long position

382

GBP 66.84

USD 0.05 ordinary

Swap

Increasing a long position

1393

GBP 66.86

USD 0.05 ordinary

Swap

Increasing a long position

998

GBP 66.88

USD 0.05 ordinary

Swap

Increasing a long position

582

GBP 66.9

USD 0.05 ordinary

Swap

Increasing a long position

290

GBP 66.92

USD 0.05 ordinary

Swap

Increasing a long position

553

GBP 66.94

USD 0.05 ordinary

Swap

Increasing a long position

415

GBP 66.96

USD 0.05 ordinary

Swap

Increasing a long position

146

GBP 66.98

USD 0.05 ordinary

Swap

Increasing a long position

817

GBP 67

USD 0.05 ordinary

Swap

Increasing a long position

519

GBP 67.02

USD 0.05 ordinary

Swap

Increasing a long position

319

GBP 67.04

USD 0.05 ordinary

Swap

Increasing a long position

1009

GBP 67.06

USD 0.05 ordinary

Swap

Increasing a long position

611

GBP 67.08

USD 0.05 ordinary

Swap

Increasing a long position

923

GBP 67.1

USD 0.05 ordinary

Swap

Increasing a long position

647

GBP 67.12

USD 0.05 ordinary

Swap

Increasing a long position

802

GBP 67.14

USD 0.05 ordinary

Swap

Increasing a long position

281

GBP 67.16

USD 0.05 ordinary

Swap

Increasing a long position

274

GBP 67.18

USD 0.05 ordinary

Swap

Increasing a long position

655

GBP 67.2

USD 0.05 ordinary

Swap

Increasing a long position

55

GBP 67.22

USD 0.05 ordinary

Swap

Increasing a long position

165

GBP 67.36

USD 0.05 ordinary

Swap

Increasing a long position

16

GBP 67.38

USD 0.05 ordinary

Swap

Increasing a long position

140

GBP 67.4

USD 0.05 ordinary

Swap

Increasing a long position

309

GBP 67.42

USD 0.05 ordinary

Swap

Increasing a long position

398

GBP 67.44

USD 0.05 ordinary

Swap

Increasing a long position

280

GBP 68.1

USD 0.05 ordinary

Swap

Increasing a long position

80

GBP 65.9

USD 0.05 ordinary

Swap

Increasing a long position

18

GBP 66.04

USD 0.05 ordinary

Swap

Increasing a long position

33

GBP 66.08

USD 0.05 ordinary

Swap

Increasing a long position

16

GBP 66.12

USD 0.05 ordinary

Swap

Increasing a long position

7

GBP 66.16

USD 0.05 ordinary

Swap

Increasing a long position

8

GBP 66.26

USD 0.05 ordinary

Swap

Increasing a long position

50

GBP 66.3

USD 0.05 ordinary

Swap

Increasing a long position

18

GBP 66.32

USD 0.05 ordinary

Swap

Increasing a long position

5

GBP 66.36

USD 0.05 ordinary

Swap

Increasing a long position

40

GBP 66.38

USD 0.05 ordinary

Swap

Increasing a long position

25

GBP 66.4

USD 0.05 ordinary

Swap

Increasing a long position

1

GBP 66.42

USD 0.05 ordinary

Swap

Increasing a long position

38

GBP 66.46

USD 0.05 ordinary

Swap

Increasing a long position

15

GBP 66.48

USD 0.05 ordinary

Swap

Increasing a long position

12

GBP 66.5

USD 0.05 ordinary

Swap

Increasing a long position

13

GBP 66.52

USD 0.05 ordinary

Swap

Increasing a long position

7

GBP 66.54

USD 0.05 ordinary

Swap

Increasing a long position

15

GBP 66.58

USD 0.05 ordinary

Swap

Increasing a long position

23

GBP 66.6

USD 0.05 ordinary

Swap

Increasing a long position

18

GBP 66.64

USD 0.05 ordinary

Swap

Increasing a long position

108

GBP 66.68

USD 0.05 ordinary

Swap

Increasing a long position

14

GBP 66.74

USD 0.05 ordinary

Swap

Increasing a long position

70

GBP 66.78

USD 0.05 ordinary

Swap

Increasing a long position

63

GBP 66.8

USD 0.05 ordinary

Swap

Increasing a long position

83

GBP 66.84

USD 0.05 ordinary

Swap

Increasing a long position

86

GBP 66.86

USD 0.05 ordinary

Swap

Increasing a long position

62

GBP 66.92

USD 0.05 ordinary

Swap

Increasing a long position

98

GBP 66.94

USD 0.05 ordinary

Swap

Increasing a long position

35

GBP 66.98

USD 0.05 ordinary

Swap

Increasing a long position

118

GBP 67.04

USD 0.05 ordinary

Swap

Increasing a long position

36

GBP 67.06

USD 0.05 ordinary

Swap

Increasing a long position

19

GBP 67.08

USD 0.05 ordinary

Swap

Increasing a long position

156

GBP 67.12

USD 0.05 ordinary

Swap

Increasing a long position

43

GBP 67.16

USD 0.05 ordinary

Swap

Increasing a long position

19

GBP 67.18

USD 0.05 ordinary

Swap

Increasing a long position

39

GBP 67.2

USD 0.05 ordinary

Swap

Increasing a long position

33

GBP 67.26

USD 0.05 ordinary

Swap

Reducing a long position

438

GBP 65.76

USD 0.05 ordinary

Swap

Reducing a long position

247

GBP 65.82

USD 0.05 ordinary

Swap

Reducing a long position

359

GBP 65.84

USD 0.05 ordinary

Swap

Reducing a long position

1047

GBP 65.86

USD 0.05 ordinary

Swap

Reducing a long position

118

GBP 65.88

USD 0.05 ordinary

Swap

Reducing a long position

15

GBP 65.9

USD 0.05 ordinary

Swap

Reducing a long position

92

GBP 65.94

USD 0.05 ordinary

Swap

Reducing a long position

87

GBP 66.1

USD 0.05 ordinary

Swap

Reducing a long position

39

GBP 66.12

USD 0.05 ordinary

Swap

Reducing a long position

28

GBP 66.14

USD 0.05 ordinary

Swap

Reducing a long position

102

GBP 66.16

USD 0.05 ordinary

Swap

Reducing a long position

469

GBP 66.22

USD 0.05 ordinary

Swap

Reducing a long position

149

GBP 66.26

USD 0.05 ordinary

Swap

Reducing a long position

366

GBP 66.3

USD 0.05 ordinary

Swap

Reducing a long position

189

GBP 66.32

USD 0.05 ordinary

Swap

Reducing a long position

183

GBP 66.36

USD 0.05 ordinary

Swap

Reducing a long position

552

GBP 66.38

USD 0.05 ordinary

Swap

Reducing a long position

17

GBP 66.42

USD 0.05 ordinary

Swap

Reducing a long position

179

GBP 66.44

USD 0.05 ordinary

Swap

Reducing a long position

213

GBP 66.5

USD 0.05 ordinary

Swap

Reducing a long position

139

GBP 66.56

USD 0.05 ordinary

Swap

Reducing a long position

71

GBP 66.6

USD 0.05 ordinary

Swap

Reducing a long position

395

GBP 66.62

USD 0.05 ordinary

Swap

Reducing a long position

263

GBP 66.64

USD 0.05 ordinary

Swap

Reducing a long position

497

GBP 66.66

USD 0.05 ordinary

Swap

Reducing a long position

496

GBP 66.68

USD 0.05 ordinary

Swap

Reducing a long position

159

GBP 66.7

USD 0.05 ordinary

Swap

Reducing a long position

141

GBP 66.72

USD 0.05 ordinary

Swap

Reducing a long position

21

GBP 66.74

USD 0.05 ordinary

Swap

Reducing a long position

6

GBP 66.76

USD 0.05 ordinary

Swap

Reducing a long position

1227

GBP 66.78

USD 0.05 ordinary

Swap

Reducing a long position

992

GBP 66.8

USD 0.05 ordinary

Swap

Reducing a long position

239

GBP 66.82

USD 0.05 ordinary

Swap

Reducing a long position

743

GBP 66.84

USD 0.05 ordinary

Swap

Reducing a long position

721

GBP 66.86

USD 0.05 ordinary

Swap

Reducing a long position

572

GBP 66.88

USD 0.05 ordinary

Swap

Reducing a long position

418

GBP 66.9

USD 0.05 ordinary

Swap

Reducing a long position

175

GBP 66.92

USD 0.05 ordinary

Swap

Reducing a long position

460

GBP 66.94

USD 0.05 ordinary

Swap

Reducing a long position

1045

GBP 66.96

USD 0.05 ordinary

Swap

Reducing a long position

1361

GBP 66.98

USD 0.05 ordinary

Swap

Reducing a long position

509

GBP 67

USD 0.05 ordinary

Swap

Reducing a long position

231

GBP 67.02

USD 0.05 ordinary

Swap

Reducing a long position

934

GBP 67.04

USD 0.05 ordinary

Swap

Reducing a long position

328

GBP 67.06

USD 0.05 ordinary

Swap

Reducing a long position

979

GBP 67.08

USD 0.05 ordinary

Swap

Reducing a long position

350

GBP 67.1

USD 0.05 ordinary

Swap

Reducing a long position

1204

GBP 67.12

USD 0.05 ordinary

Swap

Reducing a long position

66

GBP 67.14

USD 0.05 ordinary

Swap

Reducing a long position

904

GBP 67.16

USD 0.05 ordinary

Swap

Reducing a long position

610

GBP 67.18

USD 0.05 ordinary

Swap

Reducing a long position

494

GBP 67.22

USD 0.05 ordinary

Swap

Reducing a long position

75

GBP 67.26

USD 0.05 ordinary

Swap

Reducing a long position

89

GBP 67.3

USD 0.05 ordinary

Swap

Reducing a long position

128

GBP 67.32

USD 0.05 ordinary

Swap

Reducing a long position

501

GBP 67.34

USD 0.05 ordinary

Swap

Reducing a long position

331

GBP 67.38

USD 0.05 ordinary

Swap

Reducing a long position

29

GBP 67.42

USD 0.05 ordinary

Swap

Reducing a long position

25

GBP 67.52

USD 0.05 ordinary

Swap

Reducing a long position

328

GBP 67.54

USD 0.05 ordinary

Swap

Reducing a long position

480

GBP 67.6

USD 0.05 ordinary

Swap

Reducing a long position

145

GBP 67.62

USD 0.05 ordinary

Swap

Reducing a long position

541

GBP 67.64

USD 0.05 ordinary

Swap

Reducing a long position

480

GBP 67.68

USD 0.05 ordinary

Swap

Reducing a long position

300

GBP 67.8

USD 0.05 ordinary

Swap

Reducing a long position

120

GBP 67.84

USD 0.05 ordinary

Swap

Reducing a long position

89

GBP 68.32

USD 0.05 ordinary

Swap

Reducing a long position

100

GBP 68.4

USD 0.05 ordinary

Swap

Reducing a short position

98

GBP 65.46

USD 0.05 ordinary

Swap

Reducing a short position

4

GBP 66.8

USD 0.05 ordinary

Swap

Reducing a short position

8

GBP 66.82

USD 0.05 ordinary

Swap

Reducing a short position

24

GBP 67.12

USD 0.05 ordinary

Swap

Reducing a short position

23

GBP 67.26

USD 0.05 ordinary

Swap

Reducing a short position

9

GBP 67.3

USD 0.05 ordinary

Swap

Reducing a short position

18

GBP 67.32

USD 0.05 ordinary

Swap

Reducing a short position

9

GBP 67.38

USD 0.05 ordinary

Swap

Reducing a short position

23

GBP 67.68

USD 0.05 ordinary

Swap

Reducing a short position

98

GBP 65.46

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

December 31, 2018

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Randgold Resources Limited

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates*

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

ADS

Listed Call Option

Purchased

200

USD 60.00

American

15/03/2019

ADS

Listed Call Option

Purchased

1,800

USD 57.50

American

15/03/2019

ADS

Listed Call Option

Purchased

10,000

USD 77.50

American

15/03/2019

ADS

Listed Call Option

Purchased

200

USD 62.50

American

15/03/2019

ADS

Listed Put Option

Written

15,000

USD 82.50

American

20/12/2019

ADS

Listed Put Option

Written

5,000

USD 95.00

American

15/03/2019

ADS

Listed Put Option

Purchased

-6,900

USD 60.00

American

18/01/2019

ADS

Listed Put Option

Purchased

-18,900

USD 65.00

American

18/01/2019

ADS

Listed Put Option

Purchased

-12,800

USD 70.00

American

18/01/2019

ADS

Listed Put Option

Purchased

-10,200

USD 72.50

American

18/01/2019

ADS

Listed Put Option

Purchased

-10,000

USD 75.00

American

18/01/2019

ADS

Listed Put Option

Purchased

-20,900

USD 67.50

American

18/01/2019

ADS

Listed Put Option

Purchased

-2,200

USD 50.00

American

17/01/2020

ADS

Listed Put Option

Purchased

-10,000

USD 55.00

American

17/01/2020

ADS

Listed Put Option

Purchased

-1,000

USD 60.00

American

17/01/2020

*in equivalent shares interests, where one ADS = one USD 0.05 ordinary shares

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

None

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
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