03:10 Wed 10 Jun 2020
Keystone Investment Trust Plc - Holding(s) in Company
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the in Microsoft Word format if possible)i 1a. Identity of the issuer or the Keystone Investment Trust plc underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non- issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name JPMorgan Chase & Co. City and country of registered office Wilmington, Delaware, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.)v Name J.P. Morgan Securities Plc City and country of registered office London, United Kingdom (if applicable) 5. Date on which the threshold was 05 June 2020 crossed or reachedvi: 6. Date on which issuer notified 06 June 2020 (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total of both in % Tot attached to shares through financial (8.A + 8.B) al (total of 8. A) instruments num (total of 8.B 1 + ber 8.B 2) of vot ing rig hts of iss uer vii Resulting situation 5.04% 0.00% 5.04% 6,4 on the date on 02, which threshold was 983 crossed or reached Position of Below minimum Below minimum Below minimum previous threshold threshold threshold notification (if applicable)FCA UK
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type of Number of voting rightsix % of voting rights shares ISIN code (if Direct Indirect Direct Indirect possible) (Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of 2004/109/EC) (DTR5.1) Directive Directive Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.2.1) (DTR5.1) (DTR5.2.1) GB00BK96BB68 322,945 5.04% SUBTOTAL 8. A 322,945 5.04% B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting rights that % of voting financial datex Conversion may be acquired if the rights instrument Periodxi instrument is exercised/converted. SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13 (1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or cash Number of voting % of voting financial datex Conversion rights rights instrument Period xi settlementxii SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or X the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) Namexv % of voting rights if it % of voting rights through Tot equals or is higher than financial instruments if al the notifiable threshold it equals or is higher of than the notifiable bot threshold h if it equ als or is hig her tha n the not ifi abl e thr esh old JPMorgan Chase & Co. JPMorgan Chase Bank, National Association Finance Limited J.P. Morgan Capital Holdings Limited J.P. Morgan Securities 5.04% 5.0 plc 4% 10. In case of proxy voting, please identify: Name of the proxy holder N/A The number and % of voting rights held N/A The date until which the voting rights will be N/A held 11. Additional informationxvi Chain of controlled undertakings: JPMorgan Chase & Co. (100%) (100%) (100%) (100%)J.P. Morgan International JPMorgan Chase Bank, National Association J.P. Morgan International Finance Limited J.P. Morgan Capital Holdings Limited J.P. Morgan Securities plc
Place of completion Date of completionLondon, United Kingdom 09 June 2020
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