03:14 Wed 18 Sep 2019
ACACIA MINING PLC - Holding(s) in Company
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the in Microsoft Word format if possible)i 1a. Identity of the issuer or the ACACIA MINING PLC underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non- issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name Morgan Stanley City and country of registered office Wilmington, Delaware, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.)v Name Morgan Stanley & Co. International plc City and country of registered office London, UNITED KINGDOM. (if applicable) 5. Date on which the threshold was 13/09/2019 crossed or reachedvi: 6. Date on which issuer notified 17/09/2019 (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total of both in % Tot attached to shares through financial (8.A + 8.B) al (total of 8. A) instruments num (total of 8.B 1 + ber 8.B 2) of vot ing rig hts of iss uer vii Resulting situation 5.16% 0.000002% 5.16% 410 on the date on ,08 which threshold was 5,4 crossed or reached 99 Position of n/a n/a n/a previous notification (if applicable)FCA UK
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type Number of voting rightsix % of voting rights of shares Direct Indirect Direct Indirect ISIN code (Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of (if 2004/109/EC) (DTR5.1) Directive Directive Directive possible) 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.2.1) (DTR5.1) (DTR5.2.1) GB00B61D2N63 21,171,890 5.16% SUBTOTAL 8. 21,171,890 5.16% A B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting rights that % of voting financial datex Conversion may be acquired if the rights instrument Periodxi instrument is exercised/converted. SUBTOTAL 8. B 1 B 2: Financial Instruments with similar economic effect according to Art. 13 (1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of voting % of voting financial datex Conversion cash rights rights instrument Period xi settlementxii Equity Swap 01/02/2021 at any time Cash 10 0.000002% SUBTOTAL 10 0.000002% 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or X the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) Namexv % of voting rights if it % of voting rights through Tot equals or is higher than financial instruments if al the notifiable threshold it equals or is higher of than the notifiable bot threshold h if it equ als or is hig her tha n the not ifi abl e thr esh old Morgan Stanley Management, LLC Morgan Stanley Domestic Holdings, Inc. Services LLC Morgan Stanley Morgan Stanley Inc. Morgan Stanley Morgan Stanley Investments (UK) Morgan Stanley & Co. 5.16% 5.1 International plc 6% 10. In case of proxy voting, please identify: of the proxy holder The number and % of voting rights held The date until which the voting rights will be held 11. Additional informationxviMorgan Stanley Capital Morgan Stanley Capital International Holdings International Limited Name
Place of completion Date of completionGlasgow 17/09/2019
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